The Securities and Exchange Board of India (SEBI) regulates India's securities markets, akin to the U.S. SEC. Discover its key roles and investor protection objectives.
SEBI is developing a light-touch penalty structure for investment advisers to enhance compliance, transparency, and fairness ...
Sebi chief Tuhin Kanta Pandey says the regulator will review overlaps between mutual fund distributors and investment advisers and introduce a common advertisement code for intermediaries ...
SEBI chief asked investment advisors to promote responsible investing, educate clients about risks, and spread awareness against fraud and cyber threats.
Sebi mandates custodians to separate regulated and unregulated services through distinct units, enhancing governance and risk management standards.
SEBI said the move aims to reduce compliance burden while maintaining regulatory oversight of research-related activities in the securities market.
India's market regulator Sebi has introduced a simplified certification for employees in non-core research roles, aiming to ease business operations. Staff involved in sales and client interaction ...
Sebi releases new guidelines for custodians, including SBU segregation, net worth, vault rules, governance, and risk ...
New Delhi, Mar 16: With an aim to strengthen the investment advisory ecosystem, markets regulator Sebi is working on a raft ...